0001181431-14-020863.txt : 20140522 0001181431-14-020863.hdr.sgml : 20140522 20140522161825 ACCESSION NUMBER: 0001181431-14-020863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140520 FILED AS OF DATE: 20140522 DATE AS OF CHANGE: 20140522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN STEVEN F CENTRAL INDEX KEY: 0001018113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 14863936 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 rrd409913.xml FORM 4 KAPLAN MAY 20, 2014 - DIRECTOR 12-MONTH GRANT X0306 4 2014-05-20 0 0001013857 PEGASYSTEMS INC PEGA 0001018113 KAPLAN STEVEN F C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2014-05-20 4 A 0 3620 19.34 A 59786 D Represents shares of unrestricted common stock received as consideration for Mr. Kaplan's services as a Director for the upcoming 12-month period. The number of shares beneficially owned has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Steven F. Kaplan 2014-05-22