0001181431-13-063378.txt : 20131218
0001181431-13-063378.hdr.sgml : 20131218
20131218161800
ACCESSION NUMBER: 0001181431-13-063378
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131216
FILED AS OF DATE: 20131218
DATE AS OF CHANGE: 20131218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 131285378
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
4
1
rrd397644.xml
FORM 4 STATHIS KOUNINIS DECEMBER 16 AND 17, 2013 - OPTION EXCERCISES AND SALES
X0306
4
2013-12-16
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2013-12-16
4
S
0
33
47.75
D
55
D
Common Stock
2013-12-16
4
M
0
49
0
A
104
D
Common Stock
2013-12-16
4
F
0
25
47.75
D
79
D
Common Stock
2013-12-16
4
S
0
24
47.70
D
55
D
Common Stock
2013-12-16
4
M
0
40
0
A
95
D
Common Stock
2013-12-16
4
F
0
32
47.74
D
63
D
Common Stock
2013-12-16
4
S
0
8
47.74
D
55
D
Common Stock
2013-12-16
4
M
0
71
0
A
126
D
Common Stock
2013-12-16
4
F
0
59
47.70
D
67
D
Common Stock
2013-12-16
4
S
0
12
47.71
D
55
D
Common Stock
2013-12-16
4
M
0
75
0
A
130
D
Common Stock
2013-12-16
4
F
0
57
47.70
D
73
D
Common Stock
2013-12-16
4
S
0
18
47.71
D
55
D
Common Stock
2013-12-17
4
M
0
647
0
A
702
D
Common Stock
2013-12-17
4
F
0
412
48.19
D
290
D
Common Stock
2013-12-17
4
S
0
235
48.30
D
55
D
Stock Option - Right to Acquire
11.88
2013-12-16
4
M
0
49
0
D
2009-12-11
2018-12-11
Common Stock
970
0
D
Stock Option - Right to Acquire
32.29
2013-12-16
4
M
0
40
0
D
2010-12-15
2019-12-15
Common Stock
803
161
D
Stock Option - Right to Acquire
35.10
2013-12-16
4
M
0
71
0
D
2011-12-14
2020-12-14
Common Stock
1405
562
D
Stock Option - Right to Acquire
30.38
2013-12-16
4
M
0
75
0
D
2012-12-14
2021-12-14
Common Stock
1499
900
D
Stock Option - Right to Acquire
22.10
2013-12-17
4
M
0
647
0
D
2013-12-12
2022-12-12
Common Stock
6471
5824
D
Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
Represents the weighted average of sale prices on 12/16/13, ranging from $47.70 to $47.75.
All options vest 20% on December 11, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
All options vest 20% on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
All options vest 20% on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents the weighted average of sales prices on 12/17/13, ranging from $48.19 to $48.46.
All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
/s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis
2013-12-18