0001181431-13-063378.txt : 20131218 0001181431-13-063378.hdr.sgml : 20131218 20131218161800 ACCESSION NUMBER: 0001181431-13-063378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131216 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 131285378 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 rrd397644.xml FORM 4 STATHIS KOUNINIS DECEMBER 16 AND 17, 2013 - OPTION EXCERCISES AND SALES X0306 4 2013-12-16 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2013-12-16 4 S 0 33 47.75 D 55 D Common Stock 2013-12-16 4 M 0 49 0 A 104 D Common Stock 2013-12-16 4 F 0 25 47.75 D 79 D Common Stock 2013-12-16 4 S 0 24 47.70 D 55 D Common Stock 2013-12-16 4 M 0 40 0 A 95 D Common Stock 2013-12-16 4 F 0 32 47.74 D 63 D Common Stock 2013-12-16 4 S 0 8 47.74 D 55 D Common Stock 2013-12-16 4 M 0 71 0 A 126 D Common Stock 2013-12-16 4 F 0 59 47.70 D 67 D Common Stock 2013-12-16 4 S 0 12 47.71 D 55 D Common Stock 2013-12-16 4 M 0 75 0 A 130 D Common Stock 2013-12-16 4 F 0 57 47.70 D 73 D Common Stock 2013-12-16 4 S 0 18 47.71 D 55 D Common Stock 2013-12-17 4 M 0 647 0 A 702 D Common Stock 2013-12-17 4 F 0 412 48.19 D 290 D Common Stock 2013-12-17 4 S 0 235 48.30 D 55 D Stock Option - Right to Acquire 11.88 2013-12-16 4 M 0 49 0 D 2009-12-11 2018-12-11 Common Stock 970 0 D Stock Option - Right to Acquire 32.29 2013-12-16 4 M 0 40 0 D 2010-12-15 2019-12-15 Common Stock 803 161 D Stock Option - Right to Acquire 35.10 2013-12-16 4 M 0 71 0 D 2011-12-14 2020-12-14 Common Stock 1405 562 D Stock Option - Right to Acquire 30.38 2013-12-16 4 M 0 75 0 D 2012-12-14 2021-12-14 Common Stock 1499 900 D Stock Option - Right to Acquire 22.10 2013-12-17 4 M 0 647 0 D 2013-12-12 2022-12-12 Common Stock 6471 5824 D Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the weighted average of sale prices on 12/16/13, ranging from $47.70 to $47.75. All options vest 20% on December 11, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years. All options vest 20% on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years. All options vest 20% on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years. All options vest 20% on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents the weighted average of sales prices on 12/17/13, ranging from $48.19 to $48.46. All options vest 20% on December 12, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2013-12-18