0001181431-13-060799.txt : 20131127 0001181431-13-060799.hdr.sgml : 20131127 20131127115311 ACCESSION NUMBER: 0001181431-13-060799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131126 FILED AS OF DATE: 20131127 DATE AS OF CHANGE: 20131127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 131246351 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 rrd396319.xml FORM 4 LEON TREFLER NOVEMBER 26, 2013 - OPTION EXERCISE AND SALE X0306 4 2013-11-26 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 Senior Vice President, Sales Common Stock 2013-11-26 4 M 0 1000 0 A 3869 D Common Stock 2013-11-26 4 F 0 487 50.12 D 3382 D Common Stock 2013-11-26 4 S 0 513 50.20 D 2869 D Stock Options - Right to Acquire 11.88 2013-11-26 4 M 0 1000 0 D 2009-12-11 2018-12-11 Common Stock 2940 1940 D Original grant was 2,940 Options, with 20% vested on December 11, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Leon Trefler 2013-11-27