0001181431-13-058898.txt : 20131114 0001181431-13-058898.hdr.sgml : 20131114 20131114095200 ACCESSION NUMBER: 0001181431-13-058898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 131217204 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 rrd395160.xml FORM 4 STATHIS KOUNINIS NOVEMBER 12, 2013 - QUARTERLY VESTING OF 8/12/11 GRANT AND SALE X0306 4 2013-11-12 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2013-11-12 4 M 0 11 0 A 1094 D Common Stock 2013-11-12 4 F 0 4 38.68 D 1090 D Restricted Stock Units 0 2013-11-12 4 M 0 11 0 D 2012-08-12 Common Stock 235 130 D Represents 5% quarterly vesting on November 12, 2013. Original grant was 235 RSUs, with 20% vested on August 12, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2013-11-14