0001181431-13-056921.txt : 20131105 0001181431-13-056921.hdr.sgml : 20131105 20131105171553 ACCESSION NUMBER: 0001181431-13-056921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Rafeal E. CENTRAL INDEX KEY: 0001588892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 131193601 MAIL ADDRESS: STREET 1: 1 ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 rrd394420.xml FORM 4 RAFEAL E. BROWN NOVEMBER 1, 2013 X0306 4 2013-11-01 0 0001013857 PEGASYSTEMS INC PEGA 0001588892 Brown Rafeal E. C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 CAO, CFO and Senior VP Stock Options - Right to Acquire 37.84 2013-11-01 4 A 0 35512 0 A 2014-11-01 2023-11-01 Common Stock 35512 35512 D Restricted Stock Units 0 2013-11-01 4 A 0 39958 0 A 2014-11-01 2023-11-01 Common Stock 39958 39958 D All Options vest 20% on November 1, 2014, and the remaining 80% vest in equal quarterly installments over the remaining four years. All Restricted Stock Units vest 20% on November 1, 2014, and the remaining 80% vest in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Rafeal E. Brown 2013-11-05