0001181431-13-048899.txt : 20130913
0001181431-13-048899.hdr.sgml : 20130913
20130913140957
ACCESSION NUMBER: 0001181431-13-048899
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130911
FILED AS OF DATE: 20130913
DATE AS OF CHANGE: 20130913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 131096039
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
4
1
rrd390460.xml
FORM 4 STATHIS KOUNINIS SEPTEMBER 11, 2013 - OPTION EXERCISES AND SALE
X0306
4
2013-09-11
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common Stock
2013-09-11
4
M
0
250
0
A
282
D
Common Stock
2013-09-11
4
F
0
128
37.99
D
154
D
Common Stock
2013-09-11
4
S
0
122
38.00
D
32
D
Common Stock
2013-09-11
4
M
0
2000
0
A
2032
D
Common Stock
2013-09-11
4
F
0
1023
37.99
D
1009
D
Common Stock
2013-09-11
4
M
0
48
0
A
1057
D
Common Stock
2013-09-11
4
F
0
26
37.99
D
1031
D
Common Stock
2013-09-11
4
S
0
22
37.99
D
1009
D
Stock Option - Right to Acquire
10.41
2013-09-11
4
M
0
250
0
D
2009-04-24
2018-04-24
Common Stock
10000
2000
D
Stock Option - Right to Acquire
10.41
2013-09-11
4
M
0
2000
0
D
2009-04-24
2018-04-24
Common Stock
10000
0
D
Stock Option - Right to Acquire
11.88
2013-09-11
4
M
0
48
0
D
2009-12-11
2018-12-11
Common Stock
970
49
D
Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
Represents the weighted average of sale prices on 09/11/2013, ranging from $37.99 to $38.00
All options vest 20% on April 24, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
All options vest 20% on December 11, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
/s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis
2013-09-13