0001181431-13-048899.txt : 20130913 0001181431-13-048899.hdr.sgml : 20130913 20130913140957 ACCESSION NUMBER: 0001181431-13-048899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130911 FILED AS OF DATE: 20130913 DATE AS OF CHANGE: 20130913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 131096039 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 rrd390460.xml FORM 4 STATHIS KOUNINIS SEPTEMBER 11, 2013 - OPTION EXERCISES AND SALE X0306 4 2013-09-11 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2013-09-11 4 M 0 250 0 A 282 D Common Stock 2013-09-11 4 F 0 128 37.99 D 154 D Common Stock 2013-09-11 4 S 0 122 38.00 D 32 D Common Stock 2013-09-11 4 M 0 2000 0 A 2032 D Common Stock 2013-09-11 4 F 0 1023 37.99 D 1009 D Common Stock 2013-09-11 4 M 0 48 0 A 1057 D Common Stock 2013-09-11 4 F 0 26 37.99 D 1031 D Common Stock 2013-09-11 4 S 0 22 37.99 D 1009 D Stock Option - Right to Acquire 10.41 2013-09-11 4 M 0 250 0 D 2009-04-24 2018-04-24 Common Stock 10000 2000 D Stock Option - Right to Acquire 10.41 2013-09-11 4 M 0 2000 0 D 2009-04-24 2018-04-24 Common Stock 10000 0 D Stock Option - Right to Acquire 11.88 2013-09-11 4 M 0 48 0 D 2009-12-11 2018-12-11 Common Stock 970 49 D Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the weighted average of sale prices on 09/11/2013, ranging from $37.99 to $38.00 All options vest 20% on April 24, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years. All options vest 20% on December 11, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2013-09-13