0001181431-13-044721.txt : 20130814 0001181431-13-044721.hdr.sgml : 20130814 20130814173339 ACCESSION NUMBER: 0001181431-13-044721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130813 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 131038189 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 4 1 rrd388363.xml FORM 4 STATHIS KOUNINIS AUGUST 14, 2013 - OPTION EXERCISES AND SALE X0306 4 2013-08-13 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2013-08-13 4 M 0 281 0 A 289 D Common Stock 2013-08-13 4 F 0 255 37.47 D 34 D Common Stock 2013-08-13 4 S 0 26 37.47 D 8 D Common Stock 2013-08-14 4 M 0 281 0 A 289 D Common Stock 2013-08-14 4 F 0 253 37.97 D 36 D Common Stock 2013-08-14 4 S 0 28 37.97 D 8 D Common Stock 2013-08-14 4 S 0 8 37.97 D 0 D Stock Option - Right to Acquire 32.29 2013-08-13 4 M 0 281 0 D 2010-12-15 2019-12-15 Common Stock 803 522 D Stock Option - Right to Acquire 32.29 2013-08-14 4 M 0 281 0 D 2010-12-15 2019-12-15 Common Stock 803 241 D All options vest 20% on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2013-08-14