0001181431-13-017209.txt : 20130315 0001181431-13-017209.hdr.sgml : 20130315 20130315164508 ACCESSION NUMBER: 0001181431-13-017209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130315 DATE AS OF CHANGE: 20130315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 13694688 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 rrd374355.xml FORM 4 STATHIS KOUNINIS MARCH 15, 2013 - QUARTERLY VESTING OF 12-15-09 AND 6-15-10 GRANT X0306 4 2013-03-15 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2013-03-15 4 M 0 15 0 A 19 D Common Stock 2013-03-15 4 F 0 6 29.17 D 13 D Common Stock 2013-03-15 4 M 0 16 0 A 29 D Common Stock 2013-03-15 4 F 0 7 29.17 D 22 D Restricted Stock Units 0 2013-03-15 4 M 0 15 0 D 2010-12-15 Common Stock 315 111 D Restricted Stock Units 0 2013-03-15 4 M 0 16 0 D 2011-06-15 Common Stock 324 146 D Represents 5% quarterly vesting on March 15, 2013. Original grant was 315 RSUs, with 20% vested on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. Represents 5% quarterly vesting on March 15, 2013. Original grant was 324 RSUs, with 20% vested on June 15, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2013-03-15