0001181431-13-016990.txt : 20130314 0001181431-13-016990.hdr.sgml : 20130314 20130314171601 ACCESSION NUMBER: 0001181431-13-016990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130312 FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN STEVEN F CENTRAL INDEX KEY: 0001018113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 13691291 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 rrd374010.xml FORM 4 KAPLAN MARCH 12, 2013 OPTION EXERCISE X0306 4 2013-03-12 0 0001013857 PEGASYSTEMS INC PEGA 0001018113 KAPLAN STEVEN F C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2013-03-12 4 M 0 10000 4.13 A 35822 D Common Stock 2013-03-12 4 F 0 1451 28.44 D 34371 D Common Stock 2013-03-12 4 S 0 8549 28.31 D 25822 D Stock Option - Right to Acquire 4.13 2013-03-12 4 M 0 10000 0 D 2003-04-17 2013-04-17 Common Stock 10000 0 D Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the weighted average of sale prices on 3/12/2013, ranging from $28.22 to $28.44. All options vest immediately. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Steven F. Kaplan 2013-03-14 EX-24.1 2 rrd336089_379742.htm POWER OF ATTORNEY STEVEN KAPLAN DECEMBER 12, 2012 rrd336089_379742.html 
POWER OF ATTORNEY
For Executing Forms 3, 4 and 5

	The undersigned hereby constitutes and appoints each of Janet Mesrobian and Robert V. Jahrling,
signing singly, as his true and lawful attorney-in-fact to:

(1)	execute for and on behalf of the undersigned, in the undersigned's capacity as an officer
and/or director of Pegasystems Inc. (the "Company"), Forms 3, 4 and 5 (including any
amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of
1934, as amended and the rules thereunder; and

(2)	do and perform any and all acts for and on behalf of the undersigned which may be
necessary or desirable to complete the execution of any such Forms 3, 4 and 5 and the
timely filing of such forms with the United States Securities and Exchange Commission
and any other authority; and

(3)	take any other action of any type whatsoever in connection with the foregoing which, in
the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally
required by, the undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be
in such form and shall contain such terms and conditions as such attorney-in-fact may
approve in his discretion.

       The undersigned hereby grants to each such attorney-in-fact full power and authority to do and
perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned
might or could do if personally present, with full power of substitution or revocation, hereby ratifying and
confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein granted.  The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the undersigned's liabilities or
responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended.

       This Power of Attorney replaces in their entirety any and all prior powers of attorney executed by
the undersigned with respect to the subject matters set forth herein, including any powers of attorney
previously filed with the Securities and Exchange Commission, which prior powers of attorney are hereby
revoked in their entirety.  This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of
and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a
signed writing delivered to the foregoing attorneys-in-fact.

       IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed this
12th day of December 2012.



       	Signed:	/s/ Steven F. Kaplan
       	Steven F. Kaplan