0001181431-12-065021.txt : 20121217 0001181431-12-065021.hdr.sgml : 20121217 20121217133342 ACCESSION NUMBER: 0001181431-12-065021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121214 FILED AS OF DATE: 20121217 DATE AS OF CHANGE: 20121217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 121268143 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 rrd363782.xml FORM 4 STATHIS KOUNINIS DECEMBER 14, 2012 - QUARTERLY VESTING OF 12-14-2010 AND 12-14-2011 GRANTS X0306 4 2012-12-14 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common Stock 2012-12-14 4 M 0 25 0 A 565 D Common Stock 2012-12-14 4 F 0 8 21.77 D 557 D Common Stock 2012-12-14 4 M 0 116 0 A 673 D Common Stock 2012-12-14 4 F 0 37 21.77 D 636 D Restricted Stock Units 0 2012-12-14 4 M 0 25 0 D 2011-12-14 Common Stock 503 302 D Restricted Stock Units 0 2012-12-14 4 M 0 116 0 D 2012-12-14 Common Stock 582 466 D Represents 5% quarterly vesting on December 14, 2012. Original grant was 503 RSUs, with 20% vested on December 14, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. Represents 20% vesting on December 14, 2012. Original grant was 582 RSUs, with 20% vested on December 14, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Janet Mesrobian, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2012-12-17