0001181431-12-017713.txt : 20120315 0001181431-12-017713.hdr.sgml : 20120315 20120315165035 ACCESSION NUMBER: 0001181431-12-017713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120313 FILED AS OF DATE: 20120315 DATE AS OF CHANGE: 20120315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN STEVEN F CENTRAL INDEX KEY: 0001018113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 12694679 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 rrd338669.xml FORM 4 KAPLAN MARCH 14, 2012 - EXERCISE AND SALE X0304 4 2012-03-13 0 0001013857 PEGASYSTEMS INC PEGA 0001018113 KAPLAN STEVEN F C/O PEGASYSTEMS INC. 101 MAIN STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2012-03-13 4 M 0 10000 10.38 A 33725 D Common Stock 2012-03-13 4 F 0 2760 37.62 D 30965 D Common Stock 2012-03-13 4 S 0 7240 37.62 D 23725 D Stock Options - Right to Acquire 10.38 2012-03-13 4 M 0 10000 0 D 2002-06-04 2012-06-04 Common Stock 10000 0 D Represents the weighted average of sale prices on 3/13/2012, ranging from $37.60 to $37.67. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. All options vested immediately upon grant. /s/ Shawn Hoyt, Esq., as Attorney-In-Fact for Steven F. Kaplan 2012-03-15