0001181431-12-016033.txt : 20120309 0001181431-12-016033.hdr.sgml : 20120309 20120309162230 ACCESSION NUMBER: 0001181431-12-016033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120307 FILED AS OF DATE: 20120309 DATE AS OF CHANGE: 20120309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 12680906 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 4 1 rrd338106.xml FORM 4 LEON TREFLER MARCH 9, 2012 CICP X0304 4 2012-03-07 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon 101 MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Senior Vice President, Sales Common Stock 2012-03-09 4 M 0 867 0 A 3457 D Common Stock 2012-03-09 4 F 0 276 36.97 D 3181 D Stock Option - Right to Acquire 36.05 2012-03-07 4 A 0 8562 0 A 2013-03-07 2022-03-07 Common Stock 8562 8562 D Restricted Stock Units 0 2012-03-07 4 A 0 3497 0 A 2013-03-07 Common Stock 3497 3497 D Restricted Stock Units 0 2012-03-09 4 M 0 867 0 D 2012-03-09 Common Stock 867 0 D Represents election by individual, as part of the Company's Corporate Incentive Compensation Plan, to receive half of his annual bonus in RSUs, based upon the Company's stock price as of March 9, 2011. All RSUs fully vest on March 9, 2012. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. All Options vest 20% on March 7, 2013, and the remaining 80% vest in equal quarterly installments over the remaining four years. All RSUs vest 20% on March 7, 2013, and the remaining 80% vest in equal quarterly installments over the remaining four years. /s/ Shawn Hoyt, Esq., as Attorney-In-Fact for Leon Trefler 2012-03-09