0001181431-12-006289.txt : 20120207 0001181431-12-006289.hdr.sgml : 20120207 20120207093205 ACCESSION NUMBER: 0001181431-12-006289 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111214 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 12575861 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 4/A 1 rrd332907.xml FORM 4A STATHI KOUNINIS 2-6-2012 DECEMBER 14, 2011 GRANT, DEC. 15, 2011 5% QUARTERLY VESTING OF 12/15/09 GRANT, DEC. 15, 2011 5% QUARTERLY VESTING OF 6/15/10 GRANT X0304 4/A 2011-12-14 2011-12-15 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 101 MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance; CAO Common Stock 2011-12-15 4 M 0 16 0 A 256 D Common Stock 2011-12-15 4 F 0 6 30.38 D 250 D Common Stock 2011-12-15 4 M 0 16 0 A 266 D Common Stock 2011-12-15 4 F 0 6 30.38 D 260 D Stock Option - Right to Acquire 30.38 2011-12-14 4 A 0 1499 0 A 2021-12-14 Common Stock 1499 1499 D Restricted Stock Units 0 2011-12-14 4 A 0 582 0 A 2021-12-14 Common Stock 582 582 D Restricted Stock Units 0 2011-12-15 4 M 0 16 0 D 2010-12-15 Common Stock 315 189 D Restricted Stock Units 0 2011-12-15 4 M 0 16 0 D 2011-06-15 Common Stock 324 227 D Represents 5% quarterly vesting on December 15, 2011. Original grant was 315 RSUs, with 20% vested on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. Represents 5% quarterly vesting on December 15, 2011. Original grant was 324 RSUs, with 20% vested on June 15, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years. All options vest 20% on December 14, 2012, and the remaining 80% vest in equal quarterly installments over the remaining four years. All RSUs vest 20% on December 14, 2012, and the remaining 80% vest in equal quarterly installments over the remaining four years. /s/ Shawn Hoyt, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2012-02-07