0001181431-11-060600.txt : 20111215
0001181431-11-060600.hdr.sgml : 20111215
20111215161617
ACCESSION NUMBER: 0001181431-11-060600
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111214
FILED AS OF DATE: 20111215
DATE AS OF CHANGE: 20111215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 111263610
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 MAIN ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1590
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: 101 MAIN ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1590
4
1
rrd328293.xml
FORM 4 STATHI KOUNINIS DECEMBER 14, 2011 GRANT, DEC. 15, 2011 5% QUARTERLY VESTING OF 12/15/09 GRANT, DEC. 15, 2011 5% QUARTERLY VESTING OF 6/15/10 GRANT
X0304
4
2011-12-14
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
101 MAIN STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance; CAO
Common Stock
2011-12-15
4
M
0
16
0
A
256
D
Common Stock
2011-12-15
4
F
0
6
30.38
D
250
D
Common Stock
2011-12-15
4
M
0
16
0
A
266
D
Common Stock
2011-12-15
4
F
0
6
30.38
D
260
D
Stock Option - Right to Acquire
30.38
2011-12-14
4
A
0
1513
0
A
2021-12-14
Common Stock
1513
1513
D
Restricted Stock Units
0
2011-12-14
4
A
0
582
0
A
2021-12-14
Common Stock
582
582
D
Restricted Stock Units
0
2011-12-15
4
M
0
16
0
D
2010-12-15
Common Stock
315
189
D
Restricted Stock Units
0
2011-12-15
4
M
0
16
0
D
2011-06-15
Common Stock
324
227
D
Represents 5% quarterly vesting on December 15, 2011. Original grant was 315 RSUs, with 20% vested on December 15, 2010, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
Once vested, the shares of common stock are not subject to expiration.
Represents 5% quarterly vesting on December 15, 2011. Original grant was 324 RSUs, with 20% vested on June 15, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
All options vest 20% on December 14, 2012, and the remaining 80% vest in equal quarterly installments over the remaining four years.
All RSUs vest 20% on December 14, 2012, and the remaining 80% vest in equal quarterly installments over the remaining four years.
/s/ Shawn Hoyt, Esq., as Attorney-In-Fact for Efstathios A. Kouninis
2011-12-15