0001181431-11-060403.txt : 20111214 0001181431-11-060403.hdr.sgml : 20111214 20111214154034 ACCESSION NUMBER: 0001181431-11-060403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111213 FILED AS OF DATE: 20111214 DATE AS OF CHANGE: 20111214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dynes Craig A CENTRAL INDEX KEY: 0001375004 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 111261116 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC. STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 4 1 rrd328186.xml FORM 4 CRAIG DYNES DECEMBER 13, 2011 - QUARTERLY VESTING OF 12/13/07 GRANT X0304 4 2011-12-13 0 0001013857 PEGASYSTEMS INC PEGA 0001375004 Dynes Craig A C/O PEGASYSTEMS INC. 101 MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 CFO and Senior VP Common Stock 2011-12-13 4 M 0 400 0 A 5182 D Common Stock 2011-12-13 4 F 0 168 31.87 D 5014 D Restricted Stock Units 0 2011-12-13 4 M 0 400 0 D 2008-12-13 Common Stock 8000 1600 D Represents 5% quarterly vesting on December 13, 2011. Original grant was 8,000 RSUs, with 20% vested on December 13, 2008, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Shawn Hoyt, Esq., as Attorney-in-Fact for Craig A. Dynes 2011-12-14