0001181431-11-060396.txt : 20111214 0001181431-11-060396.hdr.sgml : 20111214 20111214151622 ACCESSION NUMBER: 0001181431-11-060396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111213 FILED AS OF DATE: 20111214 DATE AS OF CHANGE: 20111214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 111260893 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 4 1 rrd328192.xml FORM 4 LEON TREFLER DECEMBER 13, 2011 QUARTERLY VESTING OF 12/13/07 RSU GRANT AND SALE X0304 4 2011-12-13 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon 101 MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Senior Vice President, Sales Common Stock 2011-12-13 4 S 0 645 30.86 D 1640 D Common Stock 2011-12-13 4 M 0 130 0 A 1770 D Common Stock 2011-12-13 4 F 0 42 31.87 D 1728 D Restricted Stock Units 0 2011-12-13 4 M 0 130 0 D 2008-12-13 Common Stock 2600 520 D Represents 5% quarterly vesting on December 13, 2011. Original grant was 2,600 RSUs, with 20% vested on December 13, 2008, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Shawn Hoyt, Esq., as Attorney-In-Fact for Leon Trefler 2011-12-14