0001181431-11-050851.txt : 20110930 0001181431-11-050851.hdr.sgml : 20110930 20110930161540 ACCESSION NUMBER: 0001181431-11-050851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110928 FILED AS OF DATE: 20110930 DATE AS OF CHANGE: 20110930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES RICHARD H CENTRAL INDEX KEY: 0001222574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 111117078 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 4 1 rrd322944.xml FORM 4 RICHARD JONES SEPTEMBER 30, 2011 - 10B5 SALES X0304 4 2011-09-28 0 0001013857 PEGASYSTEMS INC PEGA 0001222574 JONES RICHARD H C/O PEGASYSTEMS INC. 101 MAIN STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2011-09-28 4 S 0 300 35.24 D 399758 D Common Stock 2011-09-29 4 S 0 100 34.11 D 399658 D Common Stock 2011-09-29 4 M 0 50000 4.01 A 449658 D Common Stock 2011-09-29 4 F 0 6149 32.61 D 443509 D Common Stock 54577 I Grantor Retained Annuity Trust Stock Options - Right to Aquire 4.01 2011-09-29 4 M 0 50000 4.01 D 2002-01-05 2011-10-05 Common Stock 50000 0 D Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Represents the weighted average of sale prices on 9/28/2011, ranging from $35.13 to $35.30. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Options vest over a 4-year period in equal quarterly installments beginning on 1/5/2002. /s/ Shawn Hoyt, Esq., as Attorney-In-Fact for Richard H. Jones 2011-09-30