0001181431-11-049008.txt : 20110913 0001181431-11-049008.hdr.sgml : 20110913 20110913150057 ACCESSION NUMBER: 0001181431-11-049008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110911 FILED AS OF DATE: 20110913 DATE AS OF CHANGE: 20110913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 111087912 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 4 1 rrd321859.xml FORM 4 STATHI KOUNINIS SEPTEMBER 12, 2011 - QUARTERLY VESTING OF 12/11/2008 RSU GRANT X0304 4 2011-09-11 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. 101 MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance; CAO Common Stock 2011-09-11 4 M 0 48 0 A 134 D Common Stock 2011-09-11 4 F 0 16 34.65 D 118 D Restricted Stock Units 0 2011-09-11 4 M 0 48 0 D 2009-12-11 Common Stock 970 437 D Represents 5% quarterly vesting on September 11, 2011. Original grant was 970 RSUs, with 20% vested on December 11, 2009, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Shawn Hoyt, Esq., as Attorney-In-Fact for Efstathios A. Kouninis 2011-09-12