0001181431-11-047875.txt : 20110902 0001181431-11-047875.hdr.sgml : 20110902 20110902145136 ACCESSION NUMBER: 0001181431-11-047875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110901 FILED AS OF DATE: 20110902 DATE AS OF CHANGE: 20110902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 111073359 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 rrd321166.xml FORM 4 DOUG KRA SEPTEMBER 1, 2011 QUARTERLY VESTING OF 3/1/2010 GRANT X0304 4 2011-09-01 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 101 MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Senior VP, Global Services Common Stock 2011-09-01 4 M 0 35 0 A 7142 D Common Stock 2011-09-01 4 F 0 12 40.41 D 7130 D Restricted Stock Units 0 2011-09-01 4 M 0 35 0 D 2011-03-01 Common Stock 700 490 D Represents 5% quarterly vesting on September 1, 2011. Original grant was 700 RSUs, with 20% vested on March 1, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Shawn Hoyt, Esq., as Attorney-In-Fact for Douglas I. Kra 2011-09-02