-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V2t4fD5rNJbsf4nXixLtyvJis54X/SHOATaCwenrmQ0DRXCTC0F2UeTXv71WNiBt LDOQxThvODfq9I0ue+pNgw== 0001181431-09-053986.txt : 20091130 0001181431-09-053986.hdr.sgml : 20091130 20091130165424 ACCESSION NUMBER: 0001181431-09-053986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091125 FILED AS OF DATE: 20091130 DATE AS OF CHANGE: 20091130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHALLORAN JAMES P CENTRAL INDEX KEY: 0001222576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 091212610 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER NAME: FORMER CONFORMED NAME: OHALLORAR JAMES P DATE OF NAME CHANGE: 20030311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 4 1 rrd258371.xml FORM 4 JIM O'HALLORAN - NOVEMBER 30, 2009 X0303 4 2009-11-25 0 0001013857 PEGASYSTEMS INC PEGA 0001222576 OHALLORAN JAMES P C/O PEGASYSTEMS INC. 101 MAIN STREET CAMBRIDGE MA 02142 1 0 0 0 Common Stock 2009-11-25 4 M 0 10000 18.56 A 70592 D Common Stock 2009-11-25 4 F 0 6113 30.37 D 64479 D Common Stock 2009-11-25 4 M 0 10000 10.64 A 74479 D Common Stock 2009-11-25 4 F 0 3504 30.37 D 70975 D Common Stock 2009-11-25 4 M 0 10000 4.13 A 80975 D Common Stock 2009-11-25 4 F 0 1359 30.37 D 79616 D Common Stock 2009-11-25 4 M 0 5000 9.10 A 84616 D Common Stock 2009-11-25 4 F 0 1498 30.37 D 83118 D Common Stock 2009-11-25 4 M 0 15000 8.60 A 98118 D Common Stock 2009-11-25 4 F 0 4246 30.37 D 93872 D Common Stock 2009-11-25 4 M 0 15000 5.90 A 108872 D Common Stock 2009-11-25 4 F 0 2915 30.37 D 105957 D Common Stock 2009-11-25 4 S 0 10500 30.22 D 95457 D Stock Options 18.56 2009-11-25 4 M 0 10000 0 D 2000-02-25 2010-02-25 Common Stock 10000 0 D Stock Options 10.64 2009-11-25 4 M 0 10000 0 D 2002-06-04 2012-06-04 Common Stock 10000 0 D Stock Options 4.13 2009-11-25 4 M 0 10000 0 D 2003-04-17 2013-04-17 Common Stock 10000 0 D Stock Options 9.10 2009-11-25 4 M 0 5000 0 D 2004-03-10 2014-03-10 Common Stock 5000 0 D Common Stock 8.60 2009-11-25 4 M 0 15000 0 D 2004-06-03 2014-06-03 Common Stock 15000 0 D Common Stock 5.90 2009-11-25 4 M 0 15000 0 D 2005-06-02 2015-06-02 Common Stock 15000 0 D Represents the exercise price of the Stock Option referenced in line 1 of Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the exercise price of the Stock Option referenced in line 2 of Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the exercise price of the Stock Option referenced in line 3 of Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the exercise price of the Stock Option referenced in line 4 of Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the exercise price of the Stock Option referenced in line 5 of Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the exercise price of the Stock Option referenced in line 6 of Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. All options were fully vested on 2/25/2000. All options were fully vested on 06/4/2002. All options were fully vested on 04/17/2003. All options were fully vested on 03/10/2004. All options were fully vested on 6/3/2004. All options were fully vested on 06/2/2005. /s/ Shawn Hoyt, Esq., as Attorney-In-Fact for James P. O'Halloran 2009-11-30 -----END PRIVACY-ENHANCED MESSAGE-----