-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQt9oEnkDGSE/P8djUUchZu+W7U3NF+QiG4NULeY/xzogrVJw1WnfR7oh67FA+uE FMfU1QDWL0dM+0yfa+E6Og== 0001047469-99-023453.txt : 19990615 0001047469-99-023453.hdr.sgml : 19990615 ACCESSION NUMBER: 0001047469-99-023453 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19990528 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19990608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-11859 FILM NUMBER: 99642396 BUSINESS ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: 101 MAIN ST CITY: CAMBRIDGE STATE: MA ZIP: 02142-1590 8-K 1 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 28, 1999 PEGASYSTEMS INC. -------------------------------------------------- (Exact Name of Registrant as Specified in Charter) MASSACHUSETTS 1-11859 04-2787865 ------------- ------- ---------- (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification Number) 101 MAIN STREET, CAMBRIDGE, MA 02142 ------------------------------ ----- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (617) 374-9600 Item 5. OTHER EVENTS. The Registrant issued the press releases attached hereto as EXHIBIT 99.1 and EXHIBIT 99.2 on May 27, 1999 and June 1, 1999, respectively. Item 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS.
Exhibit No. Description - ----------- ----------- 99.1 Press Release (May 28, 1999) 99.2 Press Release (June 1, 1999)
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed on behalf of the undersigned thereunto duly authorized. Date: June 4, 1999 PEGASYSTEMS INC. By: /s/ Jim O'Halloran ---------------------------------- Jim O'Halloran Vice President and Chief Financial Officer EX-99.1 2 EX-99.1 EXHIBIT 99.1 CAMBRIDGE, MA, MAY 28, 1999--Pegasystems Inc. (NASDAQ: PEGA), announced today that the Securities and Exchange Commission has issued a formal order of investigation of the Company and unidentified individuals, currently or formerly associated with the Company, concerning accounting matters, financial reports, other public disclosures, and trading activity in the Company's securities. The Company has been cooperating fully with the SEC. Contact: Jim O'Halloran Treasurer & Chief Financial Officer Pegasystems Inc. Tel: (617) 374-9600, ext. 6106 ohalj@pegasystems.com EX-99.2 3 EX-99.2 EXHIBIT 99.2 CAMBRIDGE, MA, JUNE 1, 1999--Pegasystems Inc. (NASDAQ: PEGA), wishes to clarify its May 28, 1999 press release to indicate that the Company believes that the matters being reviewed by the SEC relate to the historical matters which gave rise to the restatements of its 1997 and 1998 financial statements which have previously been reported. The Company has been cooperating fully with the SEC. Contact: Jim O'Halloran Chief Financial Officer Pegasystems Inc. Tel: (617) 374-9600, ext. 6106 ohalj@pegasystems.com ABOUT PEGASYSTEMS Pegasystems is a leading provider of Customer Relationship Management solutions. These solutions allow large organizations to better manage customer interactions, and to automate the business processes within their sales and service delivery operations. Many of the world's largest institutions use Pegasystems' solutions to manage mission-critical customer service activities. The Pegasystems solutions support multiple channels of customer contact, helping organizations improve staff productivity, operational efficiency, and customer satisfaction. Pegasystems' solutions are Internet-enabled, and operate in multi-tiered, client/server environments. Pegasystems' headquarters is located in Cambridge, Massachusetts. The company has regional offices in North America, Europe, and Australia. FORWARD LOOKING STATEMENTS Except for the historical information contained in this announcement, the matters discussed in this announcement are "forward-looking statements" (as that term is used in the Private Securities Litigation Reform Act of 1995) that involve risks and uncertainties detailed from time-to-time in Pegasystems' filings with the Securities and Exchange Commission (the "SEC"). Pegasystems draws the reader's attention to the factors described in its report on Form 10-Q for the year ending December 31, 1998 under the heading "Certain Statements for Purposes of the 'Safe Harbor' Provisions of the Private Securities Litigation Reform Act of 1995." Any such forward-looking statements speak only as of the date such statements are made, and the company undertakes no obligation to publicly release the results of any revision to these forward-looking statements. -----END PRIVACY-ENHANCED MESSAGE-----