0001013857-24-000216.txt : 20240916 0001013857-24-000216.hdr.sgml : 20240916 20240916170941 ACCESSION NUMBER: 0001013857-24-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240912 FILED AS OF DATE: 20240916 DATE AS OF CHANGE: 20240916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TREFLER ALAN CENTRAL INDEX KEY: 0001032235 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 241301852 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1726520975.xml FORM 4 X0508 4 2024-09-12 0 0001013857 PEGASYSTEMS INC PEGA 0001032235 TREFLER ALAN C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 1 1 1 0 C.E.O. & Chairman 0 Common stock 5067271 I Alan N. Trefler Grantor Retained Annuity Trust I of 2023 Common stock 2190736 I Alan N. Trefler Grantor Retained Annuity Trust II of 2023 Common stock 7500000 I Alan N. Trefler Grantor Retained Annuity Trust I of 2024 Common stock 6000000 I Alan N. Trefler Grantor Retained Annuity Trust II of 2024 Common stock 17364022 D Common stock 2024-09-12 4 G 0 1605503 0 D 0 I Alan N. Trefler Grantor Retained Annuity Trust I of 2022 Common stock 2024-09-12 4 G 0 1605503 0 A 1605503 I Alan N. Trefler Irrevocable Non-GST Trust of 2022 Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust I of 2023. Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust II of 2023. Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust I of 2024. Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust II of 2024. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust I of 2022, the Alan N. Trefler Grantor Retained Annuity Trust I of 2023, the Alan N. Trefler Grantor Retained Annuity Trust II of 2023, the Alan N. Trefler Grantor Retained Annuity Trust I of 2024, and the Alan N. Trefler Grantor Retained Annuity Trust II of 2024. Reflects exempt transfers between the reporting person and the Alan N. Trefler Grantor Retained Annuity Trust I of 2022. Reflects transfer of shares from the Alan N. Trefler Grantor Retained Annuity Trust I of 2022. /s/ Ewelina Kemp, Attorney-in-Fact for Alan Trefler 2024-09-16