0001013857-24-000198.txt : 20240904 0001013857-24-000198.hdr.sgml : 20240904 20240904203313 ACCESSION NUMBER: 0001013857-24-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240830 FILED AS OF DATE: 20240904 DATE AS OF CHANGE: 20240904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 241279289 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1725494556.xml FORM 4 X0508 4 2024-08-30 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO 0 Common stock 2024-08-30 4 M 0 2360 33.90 A 2362 D Common stock 2024-08-30 4 F 0 1428 71 D 934 D Common stock 2024-08-30 4 S 0 932 71 D 2 D Common stock 2024-09-03 4 M 0 102 0 A 104 D Common stock 2024-09-03 4 F 0 25 70.88 D 79 D Common stock 2024-09-03 4 M 0 53 0 A 132 D Common stock 2024-09-03 4 F 0 13 70.88 D 119 D Common stock 2024-09-03 4 M 0 77 0 A 196 D Common stock 2024-09-03 4 F 0 19 70.88 D 177 D Stock Options 33.90 2024-08-30 4 M 0 2360 0 D 2023-02-02 2032-11-02 Common stock 2360 10620 D Restricted Stock Units 0 2024-09-03 4 M 0 102 0 D 2023-03-01 Common stock 102 1029 D Restricted Stock Units 0 2024-09-03 4 M 0 53 0 D 2022-03-02 Common stock 53 317 D Restricted Stock Units 0 2024-09-03 4 M 0 77 0 D 2021-03-03 Common stock 77 153 D Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. Represents a 5% vesting on September 1, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 2,057 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). Represents a 5% vesting on September 2, 2024, with a release date of September 3, 2024, the first business day following vesting. The original grant was 1,057 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on September 3, 2024. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options will vest in equal quarterly installments over a four year period. The first vest occurred on February 2, 2023. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Ewelina Kemp, Attorney-in-Fact for Efstathios A. Kouninis 2024-09-04