0001013857-24-000114.txt : 20240604 0001013857-24-000114.hdr.sgml : 20240604 20240604173118 ACCESSION NUMBER: 0001013857-24-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240603 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Higgins John Gerard CENTRAL INDEX KEY: 0001915414 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 241019643 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC. STREET 2: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1717536670.xml FORM 4 X0508 4 2024-06-03 0 0001013857 PEGASYSTEMS INC PEGA 0001915414 Higgins John Gerard C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief, Client &Partner Success 0 Common stock 2024-06-03 4 M 0 460 0 A 10603 D Common stock 2024-06-03 4 F 0 257 57.46 D 10346 D Common stock 2024-06-03 4 M 0 92 0 A 10438 D Common stock 2024-06-03 4 F 0 52 57.46 D 10386 D Common stock 2024-06-03 4 M 0 92 0 A 10478 D Common stock 2024-06-03 4 F 0 52 57.46 D 10426 D Common stock 2024-06-03 4 M 0 92 0 A 10518 D Common stock 2024-06-03 4 F 0 52 57.46 D 10466 D Common stock 2024-06-03 4 M 0 514 0 A 10980 D Common stock 2024-06-03 4 F 0 287 57.46 D 10693 D Restricted Stock Units 0 2024-06-03 4 M 0 460 0 D 2021-06-01 Common stock 460 3220 D Restricted Stock Units 0 2024-06-03 4 M 0 92 0 D 2022-03-01 Common stock 92 645 D Restricted Stock Units 0 2024-06-03 4 M 0 92 0 D 2023-03-01 Common stock 92 1014 D Restricted Stock Units 0 2024-06-03 4 M 0 92 0 D 2024-03-01 Common stock 92 1384 D Restricted Stock Units 0 2024-06-03 4 M 0 514 0 D 2023-03-01 Common stock 514 5657 D Represents a 5% vesting on June 1, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). Represents a 5% vesting on June 1, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Represents a 5% vesting on June 1, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 1,844 restricted stock units with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Represents a 5% vesting on June 1, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 1,845 restricted stock units with 20% vesting on March 1, 2024 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Represents a 5% vesting on June 1, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. RSUs will vest 20% on March 1, 2023, with the remaining 80% vesting in equal quarterly amounts over the remaining four years. /s/ Ewelina Kemp, Attorney-in-Fact for John Gerard Higgins 2024-06-04