0001013857-24-000110.txt : 20240604 0001013857-24-000110.hdr.sgml : 20240604 20240604172440 ACCESSION NUMBER: 0001013857-24-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240531 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 241019557 MAIL ADDRESS: STREET 1: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1717536271.xml FORM 4 X0508 4 2024-05-31 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief of Clients and Markets 1 Common stock 2024-05-31 4 S 0 752 57.36 D 38436 D Common stock 2024-06-03 4 M 0 587 0 A 39023 D Common stock 2024-06-03 4 F 0 231 57.46 D 38792 D Common stock 2024-06-03 4 M 0 192 0 A 38984 D Common stock 2024-06-03 4 F 0 76 57.46 D 38908 D Common stock 2024-06-03 4 M 0 334 0 A 39242 D Common stock 2024-06-03 4 F 0 132 57.46 D 39110 D Restricted Stock Units 0 2024-06-03 4 M 0 587 0 D 2023-03-01 Common stock 587 6465 D Restricted Stock Units 0 2024-06-03 4 M 0 192 0 D 2022-03-02 Common stock 192 1345 D Restricted Stock Units 0 2024-06-03 4 M 0 334 0 D 2021-03-03 Common stock 334 1003 D Sold pursuant to a pre-arranged trading plan adopted by Mr. Trefler November 17, 2023 under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Represents a 5% vesting on June 1, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). Represents a 5% vesting on June 2, 2024, with a release date of June 3, 2024, the first business day following vesting. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on June 3, 2024. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Ewelina Kemp, Attorney-in-Fact for Leon Trefler 2024-06-04