0001013857-24-000060.txt : 20240307 0001013857-24-000060.hdr.sgml : 20240307 20240307183142 ACCESSION NUMBER: 0001013857-24-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240305 FILED AS OF DATE: 20240307 DATE AS OF CHANGE: 20240307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 24731821 MAIL ADDRESS: STREET 1: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1709854293.xml FORM 4 X0508 4 2024-03-05 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief of Clients and Markets 0 Common stock 2024-03-06 4 M 0 390 0 A 36766 D Common stock 2024-03-06 4 F 0 95 62.10 D 36671 D Restricted Stock Units 0 2024-03-05 4 A 0 17609 0 A 2025-03-05 Common stock 17609 17609 D Stock Options 62.10 2024-03-05 4 A 0 35218 0 A 2025-03-05 2034-03-05 Common stock 35218 35218 D Restricted Stock Units 0 2024-03-06 4 M 0 390 0 D 2020-03-06 Common stock 390 0 D Represents a 5% vesting on March 6, 2024. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. RSUs will vest 25% on March 5, 2025, with the remaining 75% vesting in equal quarterly installments over the remaining three years. Once vested, the shares of common stock are not subject to expiration. Options will vest 25% on March 5, 2025, with the remaining 75% vesting in equal quarterly installments over the remaining three years. Once vested, shares of common stock are not subject to expiration. /s/ Ewelina Kemp, Attorney-in-Fact for Leon Trefler 2024-03-07