0001013857-24-000046.txt : 20240305 0001013857-24-000046.hdr.sgml : 20240305 20240305183440 ACCESSION NUMBER: 0001013857-24-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TREFLER ALAN CENTRAL INDEX KEY: 0001032235 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 24723213 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1709681668.xml FORM 4 X0508 4 2024-03-04 0 0001013857 PEGASYSTEMS INC PEGA 0001032235 TREFLER ALAN C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 1 0 C.E.O. & Chairman 0 Common stock 4257521 I Alan N. Trefler Grantor Retained Annuity Trust I of 2022 Common stock 7500000 I Alan N. Trefler Grantor Retained Annuity Trust I of 2023 Common stock 3242479 I Alan N. Trefler Grantor Retained Annuity Trust II of 2023 Common stock 2024-03-04 4 M 0 1249 0 A 24722255 D Common stock 2024-03-04 4 F 0 425 66.61 D 24721830 D Common stock 2024-03-04 4 M 0 1393 0 A 24723223 D Common stock 2024-03-04 4 F 0 406 66.61 D 24722817 D Restricted Stock Units 0 2024-03-04 4 M 0 1249 0 D 2022-03-02 Common stock 1249 9990 D Restricted Stock Units 0 2024-03-04 4 M 0 1393 0 D 2021-03-03 Common stock 1393 5572 D Represents a 5% vesting on March 2, 2024, with a release date of March 4, 2024, the first business day following vesting. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). Represents a 5% vesting on March 3, 2024, with a release date of March 4, 2024, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Ewelina Kemp, Attorney-in-Fact for Alan Trefler 2024-03-05