0001013857-24-000042.txt : 20240305 0001013857-24-000042.hdr.sgml : 20240305 20240305181247 ACCESSION NUMBER: 0001013857-24-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Higgins John Gerard CENTRAL INDEX KEY: 0001915414 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 24723028 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC. STREET 2: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] ORGANIZATION NAME: 06 Technology IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1709680347.xml FORM 4 X0508 4 2024-03-01 0 0001013857 PEGASYSTEMS INC PEGA 0001915414 Higgins John Gerard C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief, Client &Partner Success 0 Common stock 2024-03-01 4 M 0 460 0 A 6685 D Common stock 2024-03-01 4 F 0 257 65.04 D 6428 D Common stock 2024-03-01 4 M 0 92 0 A 6520 D Common stock 2024-03-01 4 F 0 52 65.04 D 6468 D Common stock 2024-03-01 4 M 0 93 0 A 6561 D Common stock 2024-03-01 4 F 0 52 64.04 D 6509 D Common stock 2024-03-01 4 M 0 514 0 A 7023 D Common stock 2024-03-01 4 F 0 287 65.04 D 6736 D Common stock 2024-03-01 4 M 0 369 0 A 7105 D Common stock 2024-03-01 4 F 0 206 65.04 D 6899 D Restricted Stock Units 0 2024-03-01 4 M 0 460 0 D 2021-06-01 Common stock 460 3680 D Restricted Stock Units 0 2024-03-01 4 M 0 92 0 D 2022-03-01 Common stock 92 737 D Restricted Stock Units 0 2024-03-01 4 M 0 93 0 D 2023-03-01 Common stock 93 1106 D Restricted Stock Units 0 2024-03-01 4 M 0 514 0 D 2023-03-01 Common stock 514 6171 D Restricted Stock Units 0 2024-03-01 4 M 0 369 0 D 2024-03-01 Common stock 369 1476 D Represents a 5% vesting on March 1, 2024. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. Tendered to issuer to satisfy tax withholding obligations of the reporting person, exempted pursuant to Rule 16b-3(e). Represents a 5% vesting on March 1, 2024. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Represents a 5% vesting on March 1, 2024. The original grant was 1,844 restricted stock units with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Represents a 5% vesting on March 1, 2024. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Represents a 20% vesting on March 1, 2024. The original grant was 1,845 restricted stock units, with the remaining 80% will vest in 5% equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Ewelina Kemp, Attorney-in-Fact for John Gerard Higgins 2024-03-05