0001013857-23-000217.txt : 20231205 0001013857-23-000217.hdr.sgml : 20231205 20231205183149 ACCESSION NUMBER: 0001013857-23-000217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 231467986 MAIL ADDRESS: STREET 1: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1701819098.xml FORM 4 X0508 4 2023-12-01 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief of Clients and Markets 0 Common stock 2023-12-01 4 S 0 810 52.40 D 24402 D Common stock 2023-12-01 4 M 0 588 0 A 24990 D Common stock 2023-12-01 4 F 0 144 51.98 D 24846 D Common stock 2023-12-04 4 M 0 193 0 A 25039 D Common stock 2023-12-04 4 F 0 47 53.30 D 24992 D Common stock 2023-12-04 4 M 0 334 0 A 25326 D Common stock 2023-12-04 4 F 0 82 53.30 D 25244 D Restricted Stock Units 0 2023-12-01 4 M 0 588 0 D 2023-03-01 Common stock 588 7640 D Restricted Stock Units 0 2023-12-04 4 M 0 193 0 D 2022-03-02 Common stock 193 1729 D Restricted Stock Units 0 2023-12-04 4 M 0 334 0 D 2021-03-03 Common stock 334 1672 D Sold pursuant to a pre-arranged stock trading plan adopted by Mr. Trefler November 18, 2022 under Rule 10b5-1 of the Securities Exchange Act, as amended, as then in effect. Represents a 5% vesting on December 1, 2023. The original grant was 11,754 restricted stock units, with 20% vesting on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on December 2, 2023, with a release date of December 4, 2023, the first business day following vesting. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on December 3, 2023, with a release date of December 4, 2023, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Ewelina Kemp, Attorney-in-Fact for Leon Trefler 2023-12-05