0001013857-23-000103.txt : 20230605 0001013857-23-000103.hdr.sgml : 20230605 20230605171152 ACCESSION NUMBER: 0001013857-23-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230605 DATE AS OF CHANGE: 20230605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Higgins John Gerard CENTRAL INDEX KEY: 0001915414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 23993733 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC. STREET 2: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wk-form4_1685999502.xml FORM 4 X0407 4 2023-06-01 0 0001013857 PEGASYSTEMS INC PEGA 0001915414 Higgins John Gerard C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief, Client &Partner Success 0 Common stock 2023-06-01 4 M 0 460 0 A 4922 D Common stock 2023-06-01 4 F 0 257 48.36 D 4665 D Common stock 2023-06-01 4 M 0 92 0 A 4757 D Common stock 2023-06-01 4 F 0 52 48.36 D 4705 D Common stock 2023-06-01 4 M 0 92 0 A 4797 D Common stock 2023-06-01 4 F 0 52 48.36 D 4745 D Common stock 2023-06-01 4 M 0 514 0 A 5259 D Common stock 2023-06-01 4 F 0 287 48.36 D 4972 D Restricted Stock Units 0 2023-06-01 4 M 0 460 0 D 2021-06-01 Common stock 0 5060 D Restricted Stock Units 0 2023-06-01 4 M 0 92 0 D 2022-03-01 Common stock 0 1013 D Restricted Stock Units 0 2023-06-01 4 M 0 92 0 D 2023-03-01 Common stock 0 1383 D Restricted Stock Units 0 2023-06-01 4 M 0 514 0 D 2023-03-01 Common stock 0 7714 D Represents a 5% vesting on June 1, 2023. The original grant was 9,207 restricted stock units with 5% vesting on June 1, 2021, with the remaining 95% vesting in 5% quarterly installments. Represents a 5% vesting on June 1, 2023. The original grant was 1,842 restricted stock units with 20% vesting on March 1, 2022 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Represents a 5% vesting on June 1, 2023. The original grant was 1,844 restricted stock units with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Represents a 5% vesting on June 1, 2023. The original grant was 10,285 restricted stock units, with 20% vesting on March 1, 2023 with the remaining 80% vesting in 5% equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Includes shares acquired on March 31, 2023 pursuant to the company's employee stock purchase plan. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. s/ Jenna L. Burstyn, Attorney-in-Fact for John Gerard Higgins 2023-06-05