0001013857-23-000035.txt : 20230303 0001013857-23-000035.hdr.sgml : 20230303 20230303183920 ACCESSION NUMBER: 0001013857-23-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TREFLER ALAN CENTRAL INDEX KEY: 0001032235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 23706672 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wf-form4_167788673090659.xml FORM 4 X0306 4 2023-03-02 0 0001013857 PEGASYSTEMS INC PEGA 0001032235 TREFLER ALAN C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 1 0 C.E.O. & Chairman Common stock 7500000 I Alan N. Trefler Grantor Retained Annuity Trust I of 2022 Common stock 2023-03-02 4 M 0 1248 0 A 32266443 D Common stock 2023-03-02 4 F 0 433 46.03 D 32266010 D Common stock 2023-03-03 4 M 0 1393 0 A 32267403 D Common stock 2023-03-03 4 F 0 433 46.18 D 32266970 D Restricted Stock Units 0.0 2023-03-02 4 M 0 1248 0 D 2022-03-02 Common stock 1248.0 14986 D Restricted Stock Units 0.0 2023-03-03 4 M 0 1393 0 D 2021-03-03 Common stock 1393.0 11145 D Represents a 5% vesting on March 2, 2023. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on March 3, 2023. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Jenna L. Burstyn, Attorney-in-Fact for Alan Trefler 2023-03-03