0001013857-23-000031.txt : 20230303 0001013857-23-000031.hdr.sgml : 20230303 20230303181633 ACCESSION NUMBER: 0001013857-23-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 23706489 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wf-form4_167788536341585.xml FORM 4 X0306 4 2023-03-01 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common stock 2023-03-01 4 M 0 411 0 A 1988 D Common stock 2023-03-01 4 F 0 122 46.38 D 1866 D Common stock 2023-03-01 4 M 0 704 0 A 2570 D Common stock 2023-03-01 4 F 0 209 46.38 D 2361 D Common stock 2023-03-02 4 M 0 53 0 A 2414 D Common stock 2023-03-02 4 F 0 16 46.03 D 2398 D Common stock 2023-03-03 4 M 0 77 0 A 2475 D Common stock 2023-03-03 4 F 0 23 46.18 D 2452 D Restricted Stock Units 0.0 2023-03-01 4 M 0 411 0 D 2023-03-01 Common stock 411.0 1646 D Restricted Stock Units 0.0 2023-03-01 4 M 0 704 0 D 2023-03-01 Common stock 704.0 0 D Restricted Stock Units 0.0 2023-03-02 4 M 0 53 0 D 2022-03-02 Common stock 53.0 634 D Restricted Stock Units 0.0 2023-03-03 4 M 0 77 0 D 2021-03-03 Common stock 77.0 613 D Represents a 20% vesting on March 1, 2023. The original grant was 2,057 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents 100% vesting on March 1, 2023. The original grant was 704 restricted stock units, which were granted on March 1, 2022. As part of the Company's 2022 Corporate Incentive Compensation Plan (CICP), Mr. Kouninis elected to receive half of his annual bonus in RSUs. Represents a 5% vesting on March 2, 2023. The original grant was 1,057 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years Represents a 5% vesting on March 3, 2023. The original grant was 1,533 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Jenna L. Burstyn, Attorney-in-Fact for Efstathios A. Kouninis 2023-03-03