0001013857-23-000010.txt : 20230214 0001013857-23-000010.hdr.sgml : 20230214 20230214170415 ACCESSION NUMBER: 0001013857-23-000010 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TREFLER ALAN CENTRAL INDEX KEY: 0001032235 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 23631274 MAIL ADDRESS: STREET 1: C/O PEGASYSTEMS INC STREET 2: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 5 1 wf-form5_167641221516674.xml FORM 5 X0306 5 2022-12-31 0 0 0 0001013857 PEGASYSTEMS INC PEGA 0001032235 TREFLER ALAN C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 1 0 C.E.O. & Chairman Common stock 7500000 I Alan N. Trefler Grantor Retained Annuity Trust I of 2022 Common stock 2022-12-23 5 G 0 42100 0 D 32266095 D Common stock 2022-12-27 5 G 0 900 0 D 32265195 D Gifts made to the Trefler Family Foundation and family members. Mr. Trefler is a Trustee of the Trefler Family Foundation. Mr. Trefler has no pecuniary interest in shares held by the Trefler Family Foundation. He retains voting and dispositive control over such shares. Gift made to a family member. /s/ Jenna L. Burstyn, Attorney-in-Fact for Alan Trefler 2023-02-14