0001013857-22-000195.txt : 20221206
0001013857-22-000195.hdr.sgml : 20221206
20221206173357
ACCESSION NUMBER: 0001013857-22-000195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221202
FILED AS OF DATE: 20221206
DATE AS OF CHANGE: 20221206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TREFLER ALAN
CENTRAL INDEX KEY: 0001032235
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 221448591
MAIL ADDRESS:
STREET 1: C/O PEGASYSTEMS INC
STREET 2: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1531
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1531
4
1
wf-form4_167036602005232.xml
FORM 4
X0306
4
2022-12-02
0
0001013857
PEGASYSTEMS INC
PEGA
0001032235
TREFLER ALAN
C/O PEGASYSTEMS INC. ONE MAIN STREET
CAMBRIDGE
MA
02142
0
1
1
0
C.E.O. & Chairman
Common stock
7500000
I
Alan N. Trefler Grantor Retained Annuity Trust I of 2022
Common stock
2022-12-02
4
M
0
1249
0
A
32306888
D
Common stock
2022-12-02
4
F
0
554
37.40
D
32306334
D
Common stock
2022-12-05
4
M
0
1393
0
A
32307727
D
Common stock
2022-12-05
4
F
0
618
36.98
D
32307109
D
Common stock
2022-12-06
4
M
0
1952
0
A
32309061
D
Common stock
2022-12-06
4
F
0
866
35.54
D
32308195
D
Restricted Stock Units
0.0
2022-12-02
4
M
0
1249
0
D
2022-03-02
Common stock
1249.0
16234
D
Restricted Stock Units
0.0
2022-12-05
4
M
0
1393
0
D
2021-03-03
Common stock
1393.0
12538
D
Restricted Stock Units
0.0
2022-12-06
4
M
0
1952
0
D
2020-03-06
Common stock
1952.0
9756
D
Represents a 5% vesting on December 2, 2022. The original grant was 24,976 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents a 5% vesting on December 3, 2022, with a release date of December 5, 2022, the first business day following vesting. The original grant was 27,862 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents a 5% vesting on December 6, 2022. The original grant was 39,026 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Reflects establishment of Alan N. Trefler Grantor Retained Annuity Trust I of 2022 on September 12, 2022.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
/s/ Jenna L. Burstyn, Attorney-in-Fact for Alan Trefler
2022-12-06