0001013857-22-000185.txt : 20221104 0001013857-22-000185.hdr.sgml : 20221104 20221104180214 ACCESSION NUMBER: 0001013857-22-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221102 FILED AS OF DATE: 20221104 DATE AS OF CHANGE: 20221104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 221363327 MAIL ADDRESS: STREET 1: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wf-form4_166759931120129.xml FORM 4 X0306 4 2022-11-02 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief of Clients and Markets Common stock 2022-11-02 4 M 0 10756 11.05 A 34148 D Common stock 2022-11-02 4 F 0 6713 34.06 D 27435 D Stock Options 33.9 2022-11-02 4 A 0 98682 0 A 2023-02-02 2032-11-02 Common stock 98682.0 98682 D Stock Options 11.05 2022-11-02 4 M 0 10756 0 D 2013-12-12 2022-12-12 Common stock 10756.0 0 D Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options will vest in equal quarterly installments over a four year period with the first vest occurring on February 2, 2023. Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Jenna L. Burstyn, Attorney-in-Fact for Leon Trefler 2022-11-04