0001013857-22-000165.txt : 20220907 0001013857-22-000165.hdr.sgml : 20220907 20220907184353 ACCESSION NUMBER: 0001013857-22-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220902 FILED AS OF DATE: 20220907 DATE AS OF CHANGE: 20220907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 221232169 MAIL ADDRESS: STREET 1: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wf-form4_166259061523976.xml FORM 4 X0306 4 2022-09-02 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief of Clients and Markets Common stock 2022-09-02 4 M 0 192 0 A 22684 D Common stock 2022-09-02 4 F 0 57 36.78 D 22627 D Common stock 2022-09-06 4 M 0 334 0 A 22961 D Common stock 2022-09-06 4 F 0 99 35.66 D 22862 D Common stock 2022-09-06 4 M 0 362 0 A 23224 D Common stock 2022-09-06 4 F 0 107 35.66 D 23117 D Common stock 2022-09-06 4 M 0 390 0 A 23507 D Common stock 2022-09-06 4 F 0 115 35.66 D 23392 D Restricted Stock Units 0.0 2022-09-02 4 M 0 192 0 D 2022-03-02 Common stock 192.0 2690 D Restricted Stock Units 0.0 2022-09-06 4 M 0 334 0 D 2021-03-03 Common stock 334.0 3344 D Restricted Stock Units 0.0 2022-09-06 4 M 0 362 0 D 2019-03-05 Common stock 362.0 725 D Restricted Stock Units 0.0 2022-09-06 4 M 0 390 0 D 2020-03-06 Common stock 390.0 2342 D Represents a 5% vesting on September 2, 2022. The original grant was 3,843 restricted stock units, with 20% vesting on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on September 3, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on September 5, 2022, with a release date of September 6, 2022, the first business day following vesting. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on September 6, 2022. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Matthew J. Cushing, Attorney-in-Fact for Leon Trefler 2022-09-07