0001013857-22-000057.txt : 20220303 0001013857-22-000057.hdr.sgml : 20220303 20220303190618 ACCESSION NUMBER: 0001013857-22-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220301 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 22711258 MAIL ADDRESS: STREET 1: 1 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wf-form4_164635236001414.xml FORM 4 X0306 4 2022-03-01 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 Chief of Clients and Markets Common stock 2022-03-02 4 M 0 370 0 A 20390 D Common stock 2022-03-02 4 F 0 109 85.40 D 20281 D Common stock 2022-03-02 4 M 0 769 0 A 21050 D Common stock 2022-03-02 4 F 0 226 85.40 D 20824 D Common stock 2022-03-03 4 M 0 335 0 A 21159 D Common stock 2022-03-03 4 F 0 99 85.99 D 21060 D Restricted Stock Units 0.0 2022-03-01 4 A 0 11754 0 A 2023-03-01 Common stock 11754.0 11754 D Stock Options 85.4 2022-03-01 4 A 0 36928 0 A 2023-03-01 2032-03-01 Common stock 36928.0 36928 D Restricted Stock Units 0.0 2022-03-02 4 M 0 370 0 D 2018-03-02 Common stock 370.0 0 D Restricted Stock Units 0.0 2022-03-02 4 M 0 769 0 D 2022-03-02 Common stock 769.0 3074 D Restricted Stock Units 0.0 2022-03-03 4 M 0 335 0 D 2021-03-03 Common stock 335.0 4012 D Represents a 5% vesting on March 2, 2022. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 20% vesting on March 2, 2022. The original grant was 3,843 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on March 3, 2022. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. RSUs will vest 20% on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Once vested, the shares of common stock are not subject to expiration. Options will vest 20% on March 1, 2023, with the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Jenna L. Burstyn, Attorney-in-Fact for Leon Trefler 2022-03-03