0001013857-21-000251.txt : 20211108 0001013857-21-000251.hdr.sgml : 20211108 20211108163853 ACCESSION NUMBER: 0001013857-21-000251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211104 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STILLWELL KENNETH CENTRAL INDEX KEY: 0001680115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 211388547 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRDIGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1531 4 1 wf-form4_163640751996074.xml FORM 4 X0306 4 2021-11-04 0 0001013857 PEGASYSTEMS INC PEGA 0001680115 STILLWELL KENNETH C/O PEGASYSTEMS INC. ONE MAIN STREET CAMBRIDGE MA 02142 0 1 0 0 COO, CFO Common stock 2021-11-04 4 M 0 469 44.30 A 8295 D Common stock 2021-11-04 4 F 0 289 120.99 D 8006 D Common stock 2021-11-04 4 M 0 1373 58.95 A 9379 D Common stock 2021-11-04 4 F 0 947 120.99 D 8432 D Common stock 2021-11-04 4 M 0 1462 64.35 A 9894 D Common stock 2021-11-04 4 F 0 1047 120.99 D 8847 D Stock Options 44.3 2021-11-04 4 M 0 469 0 D 2018-03-02 2027-03-02 Common stock 469.0 938 D Stock Options 58.95 2021-11-04 4 M 0 1373 0 D 2019-03-05 2028-03-05 Common stock 1373.0 8233 D Stock Options 64.35 2021-11-04 4 M 0 1462 0 D 2020-03-06 2029-03-06 Common stock 1462.0 14620 D Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly amounts over the next four years. Options vested 20% on March 5, 2019, with the remaining 80% vesting in equal quarterly amounts over the next four years. Options vested 20% on March 6, 2020, with the remaining 80% vesting in equal quarterly amounts over the next four years. /s/ Donald L. Lancaster, Attorney-in-Fact for Kenneth Stillwell 2021-11-08