0001013857-21-000208.txt : 20210903 0001013857-21-000208.hdr.sgml : 20210903 20210903170042 ACCESSION NUMBER: 0001013857-21-000208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STILLWELL KENNETH CENTRAL INDEX KEY: 0001680115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 211237240 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRDIGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 wf-form4_163070281271829.xml FORM 4 X0306 4 2021-09-01 0 0001013857 PEGASYSTEMS INC PEGA 0001680115 STILLWELL KENNETH C/O PEGASYSTEMS INC. ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 COO, CFO Common stock 2021-09-01 4 S 0 402 139.11 D 9398 D Common stock 2021-09-01 4 S 0 500 140.46 D 8898 D Common stock 2021-09-01 4 S 0 98 141.06 D 8800 D Common stock 2021-09-02 4 M 0 142 0 A 8942 D Common stock 2021-09-02 4 F 0 56 141.10 D 8886 D Common stock 2021-09-03 4 M 0 696 0 A 9582 D Common stock 2021-09-03 4 F 0 274 141.01 D 9308 D Restricted Stock Units 0.0 2021-09-02 4 M 0 142 0 D 2018-03-02 Common stock 142.0 285 D Restricted Stock Units 0.0 2021-09-03 4 M 0 696 0 D 2021-03-03 Common stock 696.0 9752 D Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Represents the weighted average of sale prices, ranging from $138.63 to $139.34. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Represents the weighted average of sale prices, ranging from $139.92 to $140.89. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. Represents a 5% vesting on September 2, 2021. The original grant was 2,841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on September 3, 2021. The original grant was 13,931 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Donald L. Lancaster, Attorney-in-Fact for Kenneth Stillwell 2021-09-03