0001013857-21-000202.txt : 20210903 0001013857-21-000202.hdr.sgml : 20210903 20210903164157 ACCESSION NUMBER: 0001013857-21-000202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Akgonul Rifat Kerim CENTRAL INDEX KEY: 0001855325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 211237084 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 wf-form4_163070169667223.xml FORM 4 X0306 4 2021-09-01 0 0001013857 PEGASYSTEMS INC PEGA 0001855325 Akgonul Rifat Kerim C/O PEGASYSTEMS INC. ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 Chief Product Officer Common stock 2021-09-01 4 M 0 4400 25.20 A 49809 D Common stock 2021-09-01 4 F 0 2390 140.72 D 47419 D Common stock 2021-09-01 4 S 0 2010 140.81 D 45409 D Common stock 2021-09-02 4 M 0 370 0 A 45779 D Common stock 2021-09-02 4 F 0 109 141.10 D 45670 D Common stock 2021-09-03 4 M 0 334 0 A 46004 D Common stock 2021-09-03 4 F 0 109 141.01 D 45895 D Stock Options 25.2 2021-09-01 4 M 0 4400 0 D 2017-03-09 2026-03-09 Common stock 4400.0 1777 D Restricted Stock Units 0.0 2021-09-02 4 M 0 370 0 D 2018-03-02 Common stock 370.0 739 D Restricted Stock Units 0.0 2021-09-03 4 M 0 334 0 D 2021-03-03 Common stock 334.0 4681 D Represents the exercise price of the stock options referenced in Table II and Mr. Akgonul's tax liability, which were paid by way of the Company withholding shares of equal value. Represents a 5% vesting on September 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on September 3, 2021. The original grant was 6,687 restricted stock units, with 20% vesting on March 3, 2021, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly amounts over the next four years. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. /s/ Donald L. Lancaster, Attorney-in-Fact for Rifat Kerim Akgonul 2021-09-03