0001013857-21-000200.txt : 20210830 0001013857-21-000200.hdr.sgml : 20210830 20210830161758 ACCESSION NUMBER: 0001013857-21-000200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210826 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 211223745 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 wf-form4_163035463550413.xml FORM 4 X0306 4 2021-08-26 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common stock 2021-08-26 4 M 0 478 25.20 A 2916 D Common stock 2021-08-26 4 F 0 184 135 D 2732 D Common stock 2021-08-26 4 S 0 294 135 D 2438 D Common stock 2021-08-26 4 M 0 628 27.24 A 3066 D Common stock 2021-08-26 4 F 0 249 135 D 2817 D Common stock 2021-08-26 4 S 0 379 135 D 2438 D Stock Options 25.2 2021-08-26 4 M 0 478 0 D 2017-03-09 2026-03-09 Common stock 478.0 0 D Stock Options 27.24 2021-08-26 4 M 0 628 0 D 2017-09-12 2026-09-12 Common stock 628.0 314 D Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Donald L. Lancaster, Attorney-in-Fact for Efstathios A. Kouninis 2021-08-30