0001013857-21-000145.txt : 20210616
0001013857-21-000145.hdr.sgml : 20210616
20210616164655
ACCESSION NUMBER: 0001013857-21-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210614
FILED AS OF DATE: 20210616
DATE AS OF CHANGE: 20210616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A
CENTRAL INDEX KEY: 0001353196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 211022038
MAIL ADDRESS:
STREET 1: 26 GRANDVIEW DRIVE
CITY: DOVER
STATE: NH
ZIP: 03820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
wf-form4_162387639882876.xml
FORM 4
X0306
4
2021-06-14
0
0001013857
PEGASYSTEMS INC
PEGA
0001353196
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
ONE ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
VP of Finance & CAO
Common stock
2021-06-14
4
M
0
93
0
A
2461
D
Common stock
2021-06-14
4
F
0
23
131.29
D
2438
D
Common stock
2021-06-16
4
M
0
478
25.20
A
2916
D
Common stock
2021-06-16
4
F
0
185
132.95
D
2731
D
Common stock
2021-06-16
4
S
0
293
132.89
D
2438
D
Restricted Stock Units
0.0
2021-06-14
4
M
0
93
0
D
2017-09-12
Common stock
93.0
93
D
Stock Options
25.2
2021-06-16
4
M
0
478
0
D
2017-03-09
2026-03-09
Common stock
478.0
478
D
Represents a 5% vesting on June 12, 2021, with a release date of June 14, 2021, the first business day after vesting. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
/s/ Donald L. Lancaster, Attorney-in-Fact for Efstathios A. Kouninis
2021-06-16