0001013857-21-000145.txt : 20210616 0001013857-21-000145.hdr.sgml : 20210616 20210616164655 ACCESSION NUMBER: 0001013857-21-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210614 FILED AS OF DATE: 20210616 DATE AS OF CHANGE: 20210616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOUNINIS EFSTATHIOS A CENTRAL INDEX KEY: 0001353196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 211022038 MAIL ADDRESS: STREET 1: 26 GRANDVIEW DRIVE CITY: DOVER STATE: NH ZIP: 03820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 wf-form4_162387639882876.xml FORM 4 X0306 4 2021-06-14 0 0001013857 PEGASYSTEMS INC PEGA 0001353196 KOUNINIS EFSTATHIOS A C/O PEGASYSTEMS INC. ONE ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 VP of Finance & CAO Common stock 2021-06-14 4 M 0 93 0 A 2461 D Common stock 2021-06-14 4 F 0 23 131.29 D 2438 D Common stock 2021-06-16 4 M 0 478 25.20 A 2916 D Common stock 2021-06-16 4 F 0 185 132.95 D 2731 D Common stock 2021-06-16 4 S 0 293 132.89 D 2438 D Restricted Stock Units 0.0 2021-06-14 4 M 0 93 0 D 2017-09-12 Common stock 93.0 93 D Stock Options 25.2 2021-06-16 4 M 0 478 0 D 2017-03-09 2026-03-09 Common stock 478.0 478 D Represents a 5% vesting on June 12, 2021, with a release date of June 14, 2021, the first business day after vesting. The original grant was 1,856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, the shares of common stock are not subject to expiration. Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. /s/ Donald L. Lancaster, Attorney-in-Fact for Efstathios A. Kouninis 2021-06-16