0001013857-21-000106.txt : 20210505
0001013857-21-000106.hdr.sgml : 20210505
20210505164231
ACCESSION NUMBER: 0001013857-21-000106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210503
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STILLWELL KENNETH
CENTRAL INDEX KEY: 0001680115
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 21894079
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRDIGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
wf-form4_162024733089898.xml
FORM 4
X0306
4
2021-05-03
0
0001013857
PEGASYSTEMS INC
PEGA
0001680115
STILLWELL KENNETH
C/O PEGASYSTEMS INC.
ONE ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
COO, CFO
Common stock
2021-05-03
4
M
0
2187
0
A
10155
D
Common stock
2021-05-03
4
F
0
970
126.94
D
9185
D
Common stock
2021-05-03
4
M
0
10576
27.74
A
19761
D
Common stock
2021-05-03
4
F
0
5994
125.34
D
13767
D
Common stock
2021-05-03
4
S
0
4582
124.74
D
9185
D
Common stock
2021-05-03
4
S
0
700
123.64
D
8485
D
Common stock
2021-05-03
4
S
0
300
124.84
D
8185
D
Restricted Stock Units
0.0
2021-05-03
4
M
0
2187
0
D
2017-08-01
Common stock
2187.0
2187
D
Stock Options
27.74
2021-05-03
4
M
0
10576
0
D
2017-08-01
2026-08-01
Common stock
10576.0
10576
D
Represents the 5% quarterly vesting on May 1, 2021, with a release date of May 3, 2021, the first business day following vesting. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterlyinstallments over the remaining four years.
Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.
Represents the weighted average of sale prices, ranging from $124.69 to $125.04. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the weighted average of sale prices, ranging from $123.24 to $124.03. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of sale prices, ranging from $124.25 to $125.14. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly amounts.
/s/ Donald L. Lancaster, Attorney-in-Fact for Kenneth Stillwell
2021-05-05