0001013857-21-000074.txt : 20210309 0001013857-21-000074.hdr.sgml : 20210309 20210309164942 ACCESSION NUMBER: 0001013857-21-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 21726604 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 wf-form4_161532656714947.xml FORM 4 X0306 4 2021-03-05 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common stock 2021-03-05 4 M 0 362 0 A 12799 D Common stock 2021-03-05 4 F 0 161 118.46 D 12638 D Common stock 2021-03-08 4 M 0 390 0 A 13028 D Common stock 2021-03-08 4 F 0 173 121.08 D 12855 D Common stock 2021-03-05 4 M 0 603 0 A 13458 D Common stock 2021-03-09 4 F 0 268 114.72 D 13190 D Restricted Stock Units 0.0 2021-03-05 4 M 0 362 0 D 2018-03-05 Common stock 362.0 2899 D Restricted Stock Units 0.0 2021-03-08 4 M 0 390 0 D 2019-03-06 Common stock 390.0 4684 D Restricted Stock Units 0.0 2021-03-05 4 M 0 603 0 D 2016-03-09 Common stock 603.0 0 D Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 7,806 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Represents a 5% vesting on March 9, 2021. The original grant was 12,049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. Once vested, shares of common stock are not subject to expiration. /s/ Donald L. Lancaster, Attorney-in-Fact for Leon Trefler 2021-03-09