0001013857-21-000044.txt : 20210304
0001013857-21-000044.hdr.sgml : 20210304
20210304173004
ACCESSION NUMBER: 0001013857-21-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210302
FILED AS OF DATE: 20210304
DATE AS OF CHANGE: 20210304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trefler Leon
CENTRAL INDEX KEY: 0001480560
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11859
FILM NUMBER: 21715474
MAIL ADDRESS:
STREET 1: 101 MAIN STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEGASYSTEMS INC
CENTRAL INDEX KEY: 0001013857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 042787865
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
BUSINESS PHONE: 6173749600
MAIL ADDRESS:
STREET 1: ONE ROGERS STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142-1209
4
1
wf-form4_161489698477776.xml
FORM 4
X0306
4
2021-03-02
0
0001013857
PEGASYSTEMS INC
PEGA
0001480560
Trefler Leon
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE
MA
02142
0
1
0
0
SVP, Global Customer Success
Common stock
2021-03-02
4
M
0
369
0
A
11033
D
Common stock
2021-03-02
4
F
0
109
136.08
D
10924
D
Common stock
2021-03-03
4
M
0
1195
0
A
12119
D
Common stock
2021-03-03
4
F
0
530
130.45
D
11589
D
Common stock
2021-03-03
4
M
0
1337
0
A
12926
D
Common stock
2021-03-03
4
F
0
489
130.45
D
12437
D
Restricted Stock Units
0.0
2021-03-02
4
M
0
369
0
D
2018-03-02
Common stock
369.0
1478
D
Restricted Stock Units
0.0
2021-03-02
4
A
0
3843
0
A
2022-03-02
Common stock
3843.0
3843
D
Stock Options
130.45
2021-03-02
4
A
0
13143
0
A
2022-03-02
2031-03-02
Common stock
13143.0
13143
D
Restricted Stock Units
0.0
2021-03-03
4
M
0
1195
0
D
2021-03-03
Common stock
1195.0
0
D
Restricted Stock Units
0.0
2021-03-03
4
M
0
1337
0
D
2021-03-03
Common stock
1337.0
5350
D
Represents a 5% vesting on March 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the next four years.
Represents 100% vesting on March 3, 2021. The original grant was 1,195 restricted stock units, which were granted on March 3, 2020. As part of the Company's 2020 Corporate Incentive Compensation Plan (CICP), Mr. Trefler elected to receive half of his annual bonus in RSUs.
Represents 20% vesting on March 3, 2021. The original grant was 6,687 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share the issuer's of common stock.
Once vested, the shares of common stock are not subject to expiration.
RSUs will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
Options will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years.
/s/ Donald L. Lancaster, Attorney-in-Fact for Leon Trefler
2021-03-04