0001013857-21-000044.txt : 20210304 0001013857-21-000044.hdr.sgml : 20210304 20210304173004 ACCESSION NUMBER: 0001013857-21-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trefler Leon CENTRAL INDEX KEY: 0001480560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 21715474 MAIL ADDRESS: STREET 1: 101 MAIN STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 wf-form4_161489698477776.xml FORM 4 X0306 4 2021-03-02 0 0001013857 PEGASYSTEMS INC PEGA 0001480560 Trefler Leon C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common stock 2021-03-02 4 M 0 369 0 A 11033 D Common stock 2021-03-02 4 F 0 109 136.08 D 10924 D Common stock 2021-03-03 4 M 0 1195 0 A 12119 D Common stock 2021-03-03 4 F 0 530 130.45 D 11589 D Common stock 2021-03-03 4 M 0 1337 0 A 12926 D Common stock 2021-03-03 4 F 0 489 130.45 D 12437 D Restricted Stock Units 0.0 2021-03-02 4 M 0 369 0 D 2018-03-02 Common stock 369.0 1478 D Restricted Stock Units 0.0 2021-03-02 4 A 0 3843 0 A 2022-03-02 Common stock 3843.0 3843 D Stock Options 130.45 2021-03-02 4 A 0 13143 0 A 2022-03-02 2031-03-02 Common stock 13143.0 13143 D Restricted Stock Units 0.0 2021-03-03 4 M 0 1195 0 D 2021-03-03 Common stock 1195.0 0 D Restricted Stock Units 0.0 2021-03-03 4 M 0 1337 0 D 2021-03-03 Common stock 1337.0 5350 D Represents a 5% vesting on March 2, 2021. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the next four years. Represents 100% vesting on March 3, 2021. The original grant was 1,195 restricted stock units, which were granted on March 3, 2020. As part of the Company's 2020 Corporate Incentive Compensation Plan (CICP), Mr. Trefler elected to receive half of his annual bonus in RSUs. Represents 20% vesting on March 3, 2021. The original grant was 6,687 restricted stock units, with the remaining 80% vesting in equal quarterly installments over the next four years. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Each restricted stock unit represents the right to receive, following vesting, one share the issuer's of common stock. Once vested, the shares of common stock are not subject to expiration. RSUs will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Options will vest 20% on March 2, 2022, with the remaining 80% vesting in equal quarterly installments over the remaining four years. /s/ Donald L. Lancaster, Attorney-in-Fact for Leon Trefler 2021-03-04