0001013857-21-000038.txt : 20210303 0001013857-21-000038.hdr.sgml : 20210303 20210303170855 ACCESSION NUMBER: 0001013857-21-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRA DOUGLAS I CENTRAL INDEX KEY: 0001237268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11859 FILM NUMBER: 21710300 MAIL ADDRESS: STREET 1: 101 MAIN STREET STREET 2: C/O PEGASYSTEMS INC. CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEGASYSTEMS INC CENTRAL INDEX KEY: 0001013857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 042787865 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 BUSINESS PHONE: 6173749600 MAIL ADDRESS: STREET 1: ONE ROGERS STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142-1209 4 1 wf-form4_161480931504180.xml FORM 4 X0306 4 2021-03-01 0 0001013857 PEGASYSTEMS INC PEGA 0001237268 KRA DOUGLAS I C/O PEGASYSTEMS INC. 1 ROGERS STREET CAMBRIDGE MA 02142 0 1 0 0 SVP, Global Customer Success Common stock 2021-03-01 4 M 0 30735 25.20 A 71899 D Common stock 2021-03-01 4 F 0 15803 135 D 56096 D Common stock 2021-03-01 4 S 0 14932 135 D 41164 D Stock Options 25.2 2021-03-01 4 M 0 30735 0 D 2017-03-09 2026-03-09 Common stock 30735.0 1618 D Represents the exercise price of the stock options referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value. Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Options vested 20% on March 9, 2017, and the remaining 80% vested in equal quarterly installments over the next four years. /s/ Donald L. Lancaster, Attorney-in-Fact for Douglas I. Kra 2021-03-03