0001127602-21-009473.txt : 20210304 0001127602-21-009473.hdr.sgml : 20210304 20210304192139 ACCESSION NUMBER: 0001127602-21-009473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210304 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Odgers David Carl CENTRAL INDEX KEY: 0001801742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38481 FILM NUMBER: 21715993 MAIL ADDRESS: STREET 1: 1010 GRAND BLVD CITY: KANSAS CITY STATE: MO ZIP: 64106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL CORP CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-04 0000101382 UMB FINANCIAL CORP UMBF 0001801742 Odgers David Carl 1010 GRAND BOULEVARD KANSAS CITY MO 64106 1 Chief Accounting Officer Common Stock 2021-03-04 4 M 0 173 51.42 A 3017.9786 D Common Stock 2021-03-04 4 M 0 167 47.68 A 3184.9786 D Common Stock 2021-03-04 4 M 0 381 75.25 A 3565.9786 D Common Stock 2021-03-04 4 S 0 721 90.085 D 2844.9786 D Common Stock 188.4126 I By 401K Common Stock 225.3037 I By ESOP Stock Option (Right to Buy) 51.42 2021-03-04 4 M 0 173 0 D 2020-02-11 2025-02-11 Common Stock 173 0 D Stock Option (Right to Buy) 47.68 2021-03-04 4 M 0 167 0 D 2020-02-05 2026-02-05 Common Stock 167 0 D Stock Option (Right to Buy) 75.25 2021-03-04 4 M 0 381 0 D 2019-02-02 2027-02-02 Common Stock 381 0 D Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report. Options will vest 100% on 2/11/2020. Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020. Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21. /s/ Megan L. Mercer, attorney-in-fact for Mr. Odgers 2021-03-04