0001127602-18-016832.txt : 20180509 0001127602-18-016832.hdr.sgml : 20180509 20180509182730 ACCESSION NUMBER: 0001127602-18-016832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180508 FILED AS OF DATE: 20180509 DATE AS OF CHANGE: 20180509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauls John CENTRAL INDEX KEY: 0001676685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38481 FILM NUMBER: 18819911 MAIL ADDRESS: STREET 1: 1010 GRAND BLVD CITY: KANSAS CITY STATE: MO ZIP: 64106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL CORP CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-05-08 0000101382 UMB FINANCIAL CORP UMBF 0001676685 Pauls John 1010 GRAND BLVD. KANSAS CITY MO 64106 1 EVP & General Counsel Common Stock 2018-05-08 4 M 0 900 40.93 A 5839.646 D Common Stock 2018-05-08 4 S 0 100 78.51 D 5739.646 D Common Stock 2018-05-08 4 S 0 327 78.5157 D 5412.646 D Common Stock 2018-05-08 4 S 0 43 78.5438 D 5369.646 D Common Stock 746.6424 I By ESOP Stock Option (Right to Buy) 40.93 2018-05-08 4 M 0 900 0 D 2011-10-17 2018-11-17 Common Stock 900 0 D Reflects shares acquired through the reinvestment of dividends on restricted stock. /s/ Megan L. Mercer, attorney-in-fact for Mr. Pauls 2018-05-09