0001127602-15-033180.txt : 20151203
0001127602-15-033180.hdr.sgml : 20151203
20151203164856
ACCESSION NUMBER: 0001127602-15-033180
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151123
FILED AS OF DATE: 20151203
DATE AS OF CHANGE: 20151203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMB FINANCIAL CORP
CENTRAL INDEX KEY: 0000101382
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 430903811
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1010 GRAND AVE
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
BUSINESS PHONE: 8168607000
MAIL ADDRESS:
STREET 1: 1010 GRAND AVE
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MISSOURI BANCSHARES INC
DATE OF NAME CHANGE: 19710915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Macke Kevin M
CENTRAL INDEX KEY: 0001659944
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-04887
FILM NUMBER: 151267889
MAIL ADDRESS:
STREET 1: 1010 GRAND BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2015-11-23
0
0000101382
UMB FINANCIAL CORP
UMBF
0001659944
Macke Kevin M
1010 GRAND BLVD.
KANSAS CITY
MO
64106
1
Executive Vice President
Common Stock
2925.5046
I
By 401k
Common Stock
3910.3245
D
Common Stock
231.0256
I
By ESOP
Stock Option (Right to Buy)
36.36
2009-11-13
2016-12-13
Common Stock
1000
D
Stock Option (Right to Buy)
38.54
2010-11-20
2017-12-20
Common Stock
1100
D
Stock Option (Right to Buy)
41.37
2012-01-01
2019-01-01
Common Stock
863
D
Stock Option (Right to Buy)
37.84
2013-01-01
2020-01-01
Common Stock
918
D
Stock Option (Right to Buy)
41.71
2014-01-01
2021-01-01
Common Stock
883
D
Stock Option (Right to Buy)
39.97
2015-01-01
2022-01-01
Common Stock
1039
D
Stock Option (Right to Buy)
45.58
2016-01-01
2023-01-01
Common Stock
924
D
Stock Option (Right to Buy)
57.40
2017-01-01
2024-01-01
Common Stock
1208
D
Stock Option (Right to Buy)
51.42
2018-02-11
2025-02-11
Common Stock
2020
D
Options vest 50% on 1/1/2014, 75% on 1/1/2015, and 100% on 1/1/2016
Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
The option vests 50% on 1/1/16; 75% on 1/1/17 and 100% on 1/1/18
Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
/s/ John C. Pauls, Attorney-in-Fact for Mr. Macke
2015-12-03