0001127602-15-033180.txt : 20151203 0001127602-15-033180.hdr.sgml : 20151203 20151203164856 ACCESSION NUMBER: 0001127602-15-033180 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151123 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL CORP CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Macke Kevin M CENTRAL INDEX KEY: 0001659944 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04887 FILM NUMBER: 151267889 MAIL ADDRESS: STREET 1: 1010 GRAND BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64106 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2015-11-23 0 0000101382 UMB FINANCIAL CORP UMBF 0001659944 Macke Kevin M 1010 GRAND BLVD. KANSAS CITY MO 64106 1 Executive Vice President Common Stock 2925.5046 I By 401k Common Stock 3910.3245 D Common Stock 231.0256 I By ESOP Stock Option (Right to Buy) 36.36 2009-11-13 2016-12-13 Common Stock 1000 D Stock Option (Right to Buy) 38.54 2010-11-20 2017-12-20 Common Stock 1100 D Stock Option (Right to Buy) 41.37 2012-01-01 2019-01-01 Common Stock 863 D Stock Option (Right to Buy) 37.84 2013-01-01 2020-01-01 Common Stock 918 D Stock Option (Right to Buy) 41.71 2014-01-01 2021-01-01 Common Stock 883 D Stock Option (Right to Buy) 39.97 2015-01-01 2022-01-01 Common Stock 1039 D Stock Option (Right to Buy) 45.58 2016-01-01 2023-01-01 Common Stock 924 D Stock Option (Right to Buy) 57.40 2017-01-01 2024-01-01 Common Stock 1208 D Stock Option (Right to Buy) 51.42 2018-02-11 2025-02-11 Common Stock 2020 D Options vest 50% on 1/1/2014, 75% on 1/1/2015, and 100% on 1/1/2016 Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017. The option vests 50% on 1/1/16; 75% on 1/1/17 and 100% on 1/1/18 Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019 Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020 /s/ John C. Pauls, Attorney-in-Fact for Mr. Macke 2015-12-03