0001127602-14-003982.txt : 20140203 0001127602-14-003982.hdr.sgml : 20140203 20140203163058 ACCESSION NUMBER: 0001127602-14-003982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140131 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMB FINANCIAL CORP CENTRAL INDEX KEY: 0000101382 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430903811 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 8168607000 MAIL ADDRESS: STREET 1: 1010 GRAND AVE CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: UNITED MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MISSOURI BANCSHARES INC DATE OF NAME CHANGE: 19710915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zader John CENTRAL INDEX KEY: 0001433719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04887 FILM NUMBER: 14568629 MAIL ADDRESS: STREET 1: 803 W MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-31 0000101382 UMB FINANCIAL CORP UMBF 0001433719 Zader John 803 W MICHIGAN STREET MILWAUKEE WI 53233 1 EVP and COO of subsidiary Common Stock 2014-01-31 4 M 0 5000 37.73 A 17351.9087 D Common Stock 2014-01-31 4 S 0 1300 59.65 D 16051.9087 D Common Stock 2014-01-31 4 S 0 500 59.66 D 15551.9087 D Common Stock 2014-01-31 4 S 0 500 59.67 D 15051.9087 D Common Stock 2014-01-31 4 S 0 500 59.68 D 14551.9087 D Common Stock 2014-01-31 4 S 0 700 59.69 D 13851.9087 D Common Stock 2014-01-31 4 S 0 500 59.70 D 13351.9087 D Common Stock 2014-01-31 4 S 0 500 59.72 D 12851.9087 D Common Stock 2014-01-31 4 S 0 500 59.74 D 12351.9087 D Common Stock 177.9451 I By ESOP Stock Option (Right to Buy) 37.73 2014-01-31 4 M 0 5000 0 D 2011-01-01 2018-01-01 Common Stock 5000 882 D Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013 John C Pauls, Attorney in fact for Mr. Zader 2014-02-03